BuffaloRecruiter Since 2001
the smart solution for Buffalo jobs

Deputy Compliance Officer

Company: M&T Bank
Location: Buffalo
Posted on: November 11, 2019

Job Description:

This singular position in the Compliance Risk Management Organization will oversee and direct compliance risk management activities throughout the bank for their assigned area of responsibility (i.e., some combination of Enterprise, WISD, Banking Products and Services, Responsible Banking, BSA/AML, Governance, and Testing). The Senior Director will develop and manage strategy and subsequent execution of the workflow and performance of multiple personnel to ensure processes are completed in an accurate and timely manner. The Senior Director will substantively interact with State and Federal Regulatory Agencies, numerous risk and executive management committees, lines of business, and support organizations such as Internal Audit and Legal on an ongoing and regular basis to ensure the bank is operating within the Board-mandated compliance risk tolerance. Primary_Responsibilities * Acts as a Deputy CCO in the absence of the CCO or as assigned on major enterprise-wide initiatives * Supervise up to three CRM Directors and/or their respective staffs * Identify, measure, and escalate compliance risk issues to the Chief Compliance Officer (CCO) and/or the Lines of Business (LOBs) as necessary. * Provide oversight of state, federal, domestic and possibly international regulator relationships and examinations including the Federal Reserve, OCC, SEC, DOL, FINRA, CFPB, State of New York, and/or the State of Delaware, as applicable. * Take a lead in establishing strategic priorities for the group, potentially impacting the entire bank, implement the priorities, and ensure ongoing compliance across the bank. * Design, implement, maintain and enhance internal controls to mitigate risk on an ongoing basis. * Develop/approve enterprise-wide policies, standards, and procedures designed to achieve compliance with applicable laws, rules, and regulations * Evaluate and advise on new/revised products and services from a compliance risk perspective * Manage compliance risk through the due diligence processes associated with mergers and acquisitions * Maintain internal control standards, including timely support for implementation of internal and external audits, examinations, investigations, or supervisory events * Engage other Risk Departments, Internal Audit, Legal and/or Regulatory Affairs regarding interrelated risk issues impacting operational, credit, strategic, reputation, market, liquidity, interest rate and capital risks. * Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance management and terminations * Understand and adhere to the company s risk and regulatory policies, standards, and controls in accordance with the Board-approved risk appetite. * Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as applicable. * Promote an environment that supports diversity and reflects the M&T Bank brand. Scope of Responsibilities: The position works largely independent of the Chief Compliance Officer and is required to exercise independent judgment, discretion, and decision-making. This will include decision-making in lieu of the Chief Compliance Officer. This position has substantial contact with internal departments and positions within M&T Bank Corporation and its subsidiaries, including members of senior and executive management, as well as some interaction with members of the Board. This position is required to establish and maintain ongoing and effective working relationships with external contacts including, but not limited to, regulators, attorneys, vendors, and peers at other institutions. Managerial/Supervisory_Responsibilities Direct supervision of 2-4 Compliance Risk Management Directors; indirectly manage 20-50+ employees Education_And_Experience_Required Bachelor s degree with a minimum of 12 years experience in a banking/ compliance or other relevant field, OR, in lieu of a degree, a combined minimum 16 years advanced education and/or equivalent work experience including 12 years experience in a banking/compliance or other relevant field in relate subject matter function with extensive experience to regulatory compliance or regulatory compliance support functions (such as governance, testing, examination management, or issues management, for example). Minimum_Of_5_Years _Managerial_Experience. Ability to read and understand laws, rules, regulations and common law applicable to the subject matter Ability to apply laws, rules, regulations, guidance and common law principles to practices within business units and lead or assist in the development or refinement of the control environment to bring the line of business within the risk tolerance Ability to effectively communicate verbally and in writing with all levels of management across the bank Ability to coordinate and work collaboratively with internal and external contacts on a daily basis Ability to exercise judgment and sound discretion and understand when formal legal interpretive advice is needed Executive leadership presentation and reporting experience Ability to critically evaluate compliance risk to determine if controls adequately adhere to the bank s risk tolerance Strong managerial experience Education_And_Experience_Preferred Advanced degree Regulatory certifications or licenses, such as FINRA licenses, or CRCM designations Ability to identify efforts that will improve organizational efficiency Thorough knowledge of organizations, operations, systems, and practices within subject matter business units Effective project management skills Proficient in software utilized by the department, including Archer and Sharepoint Knowledge of bank-wide policies and procedures in responsible area LocationBuffalo, New York, United States of America

Keywords: M&T Bank, Buffalo , Deputy Compliance Officer, Other , Buffalo, New York

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category
within


Other Other Jobs


Serious About Starting A New Career
Description: Do you enjoy helping others Growing 26 year old National Discount Health Benefits provider of healthcare access in the US is seeking bright,
Company: MAH Benefits
Location: Buffalo
Posted on: 11/23/2019

31B Military Police - Police Officer
Description: Have you ever dreamed of making an impact How about serving your community, State, and Nation As a Military Police Officer for the Army National Guard, you'll do all of these things by protecting, defending, (more...)
Company: Army National Guard
Location: Buffalo
Posted on: 11/23/2019

Buffalo Study Skills and Organization Tutor Jobs - Buffalo
Description: Buffalo Study Skills and Organization Tutor Jobs Varsity Tutors has students in Buffalo looking for Study Skills and Organization tutoring. Varsity Tutors is a live learning platform
Company: Varsity Tutors
Location: Buffalo
Posted on: 11/23/2019


Program Service Revenue Specialist
Description: Position Title: Program Service Revenue SpecialistPosting Number: U1900067Employer: UB Foundation ActivitiesFTE: 1.00Position Summary:The position is responsible for processing program service revenues, (more...)
Company: University at Buffalo
Location: Buffalo
Posted on: 11/23/2019

Maintenance Reliability Engineer
Description: Maintenance Reliability Engineer Buffalo, NY 85-120K 5 bonus Our manufacturing client has an opening for a Maintenance Reliability Engineer in the Buffalo, NY area. This Engineer must have (more...)
Company: Cameron Craig Group
Location: Buffalo
Posted on: 11/23/2019

Advisor
Description: Full-TimeCOMPANY OVERVIEWAs an Advisor for USHA you'll work directly with Americas Self-employed small business owners and individuals to help them access an array of innovative and affordable benefit (more...)
Company: US Health Advisors
Location: Buffalo
Posted on: 11/23/2019

Civil or Mechanical Solar Superintendent Needed
Description: Civil/Mechanical Solar Superintendent Needed JOB SUMMARY: - Provide general oversight and direction for the performance of site work- Meeting the contractual and quality standards as well as the established
Company: PeopleReady
Location: Buffalo
Posted on: 11/23/2019

Class A CDL Owner Operator
Description: Headquartered in Elk Grove Village, IL, Merx Global is a growing asset-based transportation company that provides comprehensive transportation solutions to customers throughout the United States. Our (more...)
Company: Merx Global
Location: Buffalo
Posted on: 11/23/2019

Buffalo Social Studies Tutor Jobs - Buffalo
Description: Buffalo Social Studies Tutor Jobs Varsity Tutors is always looking for bright individuals in Buffalo who are passionate
Company: Varsity Tutors
Location: Buffalo
Posted on: 11/23/2019

HEDIS Lead
Description: HEDIS Lead PS29858 Location: Indianapolis, Indiana, United StatesRequisition : PS29858Post Date: Nov 11, 2019Your Talent. Our Vision. At Anthem, Inc., its a powerfulcombination, and the foundation upon (more...)
Company: Anthem
Location: Buffalo
Posted on: 11/23/2019

Log In or Create An Account

Get the latest New York jobs by following @recnetNY on Twitter!

Buffalo RSS job feeds