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Senior Auditor - AML/BSA

Company: Keybank
Location: Buffalo
Posted on: March 24, 2020

Job Description:

Senior Auditor - AML/BSAinBuffalo, NYatKey Bank- CorporateDate Posted: 3/16/2020Job Snapshot

  • Employee Type: Full-Time
  • Location: 239 Van Rensselaer Street Buffalo, NY
  • Job Type: Banking
  • Experience: Not Specified
  • Date Posted: 3/16/2020About UsHeadquartered in Cleveland, Ohio, KeyCorp (Key) is one of the nation s largest financial services companies. Key provides investment management, retail and commercial banking, consumer finance and investment banking products to individuals and companies throughout the United States and, for certain businesses, internationally.Our goal is to be the best regional bank in the U.S. What that means is we put our clients needs first and take a customized approach to meeting those needs. At Key we ve made a promise to our clients that they will always have a champion in us. To deliver on that promise, we re committed to building a team of engaged employees who do the right thing for our clients and help them achieve their financial goals each and every day.Job DescriptionABOUT THE JOB (JOB BRIEF)KeyBank s Risk Review Group is the third line of defense at https://keynet.keybank.com/KeynetAttachments/Unsecured/Risk%20Review%20Group/0B18913A7A6CA7C985257E6F004A91F4/Three%20Lines%20of%20Defense%20.pdf and is responsible for
    • Providing independent and objective perspective on KeyCorp's processes and risks through assessment and testing of the adequacy and effectiveness of Key's risk management policies and practices, and adherence to applicable laws and regulations.
    • Providing an independent and aggregate view of risk.
    • Providing recommendations to improve risk management practices.
    • Providing objective review of accountabilities, escalation activities, and quality/timeliness of issues resolution.The Risk Review Group offers work life balance through limited to no travel, flexible schedules and the potential to telecommute up to two days a week. The Risk Review Group also has career path planning and supports professional growth by supporting the pursuit of relevant certifications.The Senior Auditor is responsible for conducting internal audits of various business functions with a focus on BSA/AML and OFAC compliance.Relevant certifications include:
      • Certified Anti-Money Laundering Specialist (CAMS)
      • Certified Financial Crimes Specialist (CFCS)
      • Certified Fraud Examiner (CFE)
      • Certified Public Accountant (CPA)
      • Certified Internal Auditor (CIA)ESSENTIAL JOB FUNCTIONSThe Senior Auditor will be responsible for the following:
        • Perform regulatory research to understand the AML/BSA and OFAC risks associated with the audit.
        • Hold discussions with line of business personnel to identify the applicable AML/BSA and OFAC controls that mitigate the applicable the AML/BSA and OFAC risks.
        • Independently document walkthroughs, which demonstrate the auditor s understanding of the identified risks and controls.
        • Execute and document testing performed over identified controls in accordance with Institute of Internal Auditors and internal Risk Review Group standards.
        • Document and communicate audit findings with the internal Risk Review Group team and line of business personnel.
        • Leading smaller scale audits and projects.ADDITIONAL DUTIESThe Senior Auditor should possess the following skillsets:
          • Desire to learn BSA/AML and OFAC regulatory requirements.
          • Independent ability to multi-task and prioritize projects.
          • Strong verbal and written communication skills.
          • Ability to build relationships with clients and teammates.REQUIRED QUALIFICATIONS2+ years of relevant experienceBachelor s Degree*Position may be located in either Cleveland or Buffalo.FLSA STATUS: ExemptKeyCorp is an Equal Opportunity and Affirmative Action Employer committed to engaging a diverse workforce and sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or veteran status.41022BR

Keywords: Keybank, Buffalo , Senior Auditor - AML/BSA, Accounting, Auditing , Buffalo, New York

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